INTERAGENCY POLICY AND PRACTICE:
MANDATES AND CONNECTIONS IN
MENTAL HEALTH PROGRAMS
Report on a survey of the
States and Territories
Prepared for
National Association of State
Mental Health Program Directors
by
Ron Haskell
Vermont Department of Mental Health
and
State Mental Health Representatives for
Children and Youth
November 1, 1984
TABLE OF CONTENTS
INTRODUCTION
SURVEY DESIGN
REVIEW OF FINDINGS
RECOMMENDATIONS
INTRODUCTION
In late Spring, 1983 the National Institute of Mental Health and the National Association of State Mental Health Program Directors/State Mental Health Representatives for Children and Youth agreed to survey the fifty-four states and territories regarding current multi-agency strategies designed to improve services to young people with severe emotional disturbances. Two purposes are met through the survey. First, the information collected serves as a national baseline measure of interagency efforts involving mental health authorities. Second, information on specific strategies is now available to states for developing plans and implementing system-wide approaches to the delivery of mental health services for severely disturbed young people.
The reader is urged to keep in mind several limitations and assumptions affecting the scope of information solicited and received. Though care is taken in presenting the essence of an inquiry, respondents undoubtedly interpret the inquiry within the framework of their idiosyncratic knowledge and judgement. This limitation was controlled by reviewing preliminary findings, particularly document summaries, in two consecutive meetings of the State Mental Health Representatives for Children and Youth. Also, in order to standardize terminology a brief glossary introduced the survey.
Second, the information solicited and collected through this survey focused only on interagency practices related to young people receiving mental health services. Undoubtedly, other special populations, such as people with chronic mental illnesses and elderly citizens benefit from interagency practices. A more encompassing and penetrating review of states' and local communities' multi-agency practices may be useful as a comprehensive information base for technology transfer.
Third, the survey items initially selected represent diverse examples of practices and were not considered comprehensive and complete. However, few responses were provided under "Other" items and may indicate that the items selected were indeed comprehensive.
In sum, the survey provides a representative picture of interagency practices in the public mental health arena as reported by state-level child mental health authorities. Many formal and informal practices occurring at the local level, such as contractual arrangements between schools and community mental health centers, local planning group efforts, and individual case conferences, are undoubtedly omitted. Nonetheless, the diversity of practices outlined in Appendix C certainly reflect the state of the interagency art in mental health, even if not to the minutest detail. TOC
SURVEY DESIGN
The survey design and subsequent analysis focus on four questions:
- What is the current level of interagency practice in states' mental health care systems for young people?
- How well are such practices meeting the needs for which they are implemented?
- What do state mental health representatives identify as obstacles and facilitators to implementing interagency practices?
- What do state mental health representatives perceive as interagency research and technical assistance needs?
In August, 1983 a five-page survey (see Appendix B) was mailed to the fifty-four states and territories. Forty-four surveys (81%) were returned (see Appendix A) and included in this report. Many states also submitted supporting documents on current and past practices. Documents were reviewed and subsequently summarized within seven categories: Agreements, Executive Orders, Judicial Decisions/Orders, Legislation, Programs/Projects, State Plans, and Training (see Appendix C).
The survey is not designed for rigorous statistical analysis. Therefore, responses to the mailed portion are primarily discussed in a simple aggregate context. Conclusions are stated where apparent correlation among data items are consonant with practical experience, intuition, and interagency theory.
REVIEW OF FINDINGS
This section consists of three parts. First, data-based items (background items and questions I and 3) are discussed. Though summary tables of these items are presented, the discussion focuses on the apparent significance of high and low responses. Second, documentation is reviewed. The matrices in Appendix C summarize key features of submitted documents. The discussion in this section focuses on practices which appear innovative or represent an apparent turning point in a state's commitment to interagency practice. The third part reviews technical assistance requests (survey question 7) and categorizes respondents' comments. The report concludes with a brief discussion of the context for considering interagency issues in mental health programs and with several recommendations.
Data-based Items
Table 1 summarizes "Background" information collected from respondents. Thirty-six percent of respondents indicate that children's mental health services at the state level are administered through a sub-unit of the state mental health authority. Notably, eight states (18%) claim a single state agency for all or most children's services. Under the "Other" category, five states (11%) indicate the absence of a formal staff assignment to children's mental health services. Four states indicate that children's mental health services are dispersed among multiple organizations (e.g., Florida, Michigan).
At the local level, thirty-five states (80%) indicate that children's services are co-located with other mental health and mental retardation services. Although ten states indicate co-location of children's mental health services and other children's services, and fourteen states indicate discrete children's services, the survey does not extensively probe the nature of co-located and discrete services. TOC
Table 1, Organization and Delivery of Children's Mental Health Services
|
|
|
Number
|
Percent
|
State Organizations
|
|
|
|
Single State Agency
|
8
|
18
|
|
Mental Health Sub-Unit
|
16
|
36
|
|
Program Coordinator Only
|
10
|
23
|
|
Other
|
10
|
23
|
Local Organization
|
|
|
|
Co-Location/Children's Services
|
10
|
23
|
|
Co-Location/Other MH/MR Services
|
35
|
80
|
|
Discrete Children's Services
|
14
|
32
|
Delivery of Children's Services
|
|
|
|
State Operated Facilities
|
42
|
95
|
|
Contracted Agencies
|
33
|
75
|
|
County Operated
|
16
|
36
|
|
CMHC
|
42
|
95
|
|
To Age 18
|
36
|
82
|
|
To Age 21
|
10
|
23
|
|
To Age 19
|
1
|
2
|
|
To Age 20
|
2
|
5
|
Total Sample of 44 States; multiple responses allowed in "Local organization" and "Delivery of Children's Services"
|
Almost all states provide some form of children's services through state-operated facilities or community mental health centers. One respondent indicated that only community mental health centers in that state provide services. Ten respondents indicated two forms of service delivery, and eight of these provide services only through community mental health centers and state-operated facilities. One state provides services through state- and county-operated facilities, and one provides services through community mental health centers and contracted agencies.
Thirteen states provide children's services through all four mechanisms. Eighteen provide services through all but county-operated programs.
Eight states indicate two age points controlling eligibility for children's services, For example, Vermont's outpatient programs generally serve adolescents in the children's program up to age eighteen. However, Medicaid payment for institutional placements and eligibility under a portion of the state's Medicaid waiver are controlled by the 22nd birthday.
Table 2 presents data on the distribution of sources of mandates for interagency policy and practice. Multiple responses were allowed. Nine states are subject to one type of mandate, ten states are subject to two, eleven states to three, eight states to four, two states to five, and one state is subject to six types of mandates.
Written agreements are cited as the most frequent form of interagency mandate. In general, these agreements delineate responsibilities between a mental health authority and education or social service agency. Some agreements address the relationship between a community mental health agency and district/state psychiatric hospital. The earliest submitted agreement (Hawaii) was developed in 1963 and revised in 1977. Most agreements were initiated within the past five years. TOC
Table 2, Sources of Mandates for Interagency Practices
|
|
Number
|
Percent
|
Written Agreements
|
32
|
72
|
Legislative Statute
|
23
|
52
|
State Plan
|
19
|
43
|
Other Mechanisms
|
16
|
36
|
Executive Decree
|
13
|
30
|
Judicial Decisions/Orders
|
7
|
16
|
No Mandate
|
6
|
14
|
|
Over half the respondent states have legislation which includes language focusing on coordination and cooperation in service planning, delivery, or monitoring. Half of these statutes were enacted in 1983.
The earliest legislation (Maine) was enacted in 1976 as a "resolve to coordinate services to children and families". Over the next seven years four additional statutes were enacted in Maine as follow-up to this resolution.
Over a third of the respondents indicate that other mechanisms provide a mandate for interagency practices. Several states require agencies to address coordination with other service organizations as a prerequisite to budget approval (Michigan, Wisconsin), as part of the response to a request for proposals (New Jersey), or through administrative review regulations (Georgia). Respondents from these states indicated in informal discussions that the forcefulness (i.e., consistent follow through) of such mandates varied over time and circumstance.
Table 3 summarizes data collected on general and specific practices. The ranking on the left is based on the average of raw scores across all responding states (raw scores ranged from zero -- not -at all practiced -- to three -- practiced formally and informally). The two columns on the right show rankings of items as formal or a combination of formal and informal.
The purpose of these multiple ratings is to provide a clearer sense of the context in which interagency practices are occurring. The following thought-provoking conclusions are drawn from this table:
- Formal interagency practices are implemented most often by state-level staff from different service organizations.
- Coordinating councils are a principal formal vehicle for co-funding services to specific individuals.
- Local-level staff operate in a milieu requiring considerable interagency efforts, and these efforts are seldom formally supported by mandates.
- Interagency program planning and development is a secondary activity (to "services to specific clients") of state level staff and occurs most often on an informal basis.
Table 3, Ranking of Multi-Agency Practices by Average Score and Frequency of "Formal" and "Formal plus Informal" Responses
|
Rank
|
Item
|
Raw Score
|
Formal Only
|
Informal
|
1
|
Among State Level Staff
|
1.75
|
3
|
1
|
2
|
Services to Specific Clients
|
1.75
|
1
|
4
|
3
|
Among Different Service Providers
|
1.59
|
6
|
1
|
4
|
For Program Planning and Development
|
1.52
|
5
|
3
|
5
|
For Specific Target Populations
|
1.52
|
4
|
4
|
6
|
Among Local Level Staff
|
1.41
|
10
|
1
|
7
|
Among Same Service Providers
|
1.34
|
8
|
4
|
8
|
Between Divisions within a Department
|
1.34
|
9
|
2
|
9
|
For Specific Age Groups
|
1.27
|
7
|
5
|
10
|
Coordinating Council
|
1.20
|
1
|
9
|
11
|
Co-funding of Services
|
1.20
|
2
|
7
|
12
|
To Fulfill Federal Mandates
|
1.05
|
6
|
5
|
13
|
To Provide Early Intervention
|
1.00
|
10
|
7
|
14
|
Co-sponsoring Training Events
|
1.00
|
8
|
6
|
15
|
In Prevention Programs
|
0.95
|
11
|
8
|
16
|
Transition Services/Adolescence to Adulthood
|
0.80
|
12
|
8
|
17
|
Transition Services/Pre-School to School
|
0.57
|
16
|
8
|
18
|
Multi-agency Newsletter
|
0.30
|
13
|
9
|
19
|
Transportation Network
|
0.30
|
14
|
9
|
20
|
Other
|
0.14
|
15
|
9
|
TOC
The final question in this section asks: How well is it working? The survey probed this question by listing potential objective and subjective outcomes of interagency practice. In hindsight, the majority of items addressing this issue must be considered subjective. Table 4 summarizes the data.
Table 4, Outcomes Related to Implementation of Interagency Practices
|
|
|
Number
|
Percent
|
Objective Outcomes
|
|
|
|
Cost Savings
|
15
|
34
|
|
Via Redistribution of Resources
|
12
|
27
|
|
Via Reduction in Episode Costs
|
3
|
7
|
|
Empanel an Interagency Taskforce
|
20
|
45
|
|
Budgeted Line Item for Interagency Activity
|
10
|
23
|
|
Increased Caseload Capabilities
|
4
|
9
|
|
Decreased Central Office "Fire Fighting"
|
12
|
27
|
|
More Collaborative Opportunities
|
29
|
66
|
|
Increased Coordination
|
28
|
64
|
|
Decreased Restrictiveness
|
11
|
25
|
Subjective Outcomes
|
|
|
|
Understanding of Obstacles
|
27
|
61
|
|
Increased Cooperation
|
38
|
86
|
|
Lower Staff Turnover
|
1
|
2
|
|
Increased Grassroots/Advocacy Activities
|
19
|
43
|
|
Increased Diversity and Innovation
|
22
|
50
|
|
Evolving Commitment Evidenced by Executives
|
19
|
43
|
|
Other
|
2
|
5
|
TOC
Respondents indicated that coordination of services and opportunities for collaboration are on the increase. Over half of the respondents citing such an increase also note that their state has empanelled an interagency task force in one form or another.
No state indicating a cost savings from interagency practice provided any documentation substantiating these savings. However, Florida has set goals for reduced utilization of child and adolescent inpatient services. In conjunction with vigorous interagency planning and programs (see Appendix C, Florida, "SEDNET"), Florida appears to be moving toward these targets. Nevertheless, the respondent indicated that it is "too soon to tell" if actual cost savings are occurring.
Subjective outcomes are encouraging. Eighty-six percent of respondents indicate that cooperation is on the increase while 61% stated that practitioners are better able to understand other organizations' obstacles. As Baker (1) and other investigators have discussed, understanding obstacles tempers "one's expectations within ongoing relationships". The assumption of this as a benefit is that participants in the interagency process will feel compassion for their organizational counterparts and maintain a positive feeling tone supporting open communication and problem-solving.
Half of the respondents noted that. interagency practices are increasing in diversity and innovation. Forty-three percent state that grassroots and advocacy activities are on the increase and that executive officers are demonstrating an evolving commitment to interagency policy and practice. Sixty-eight percent of respondents indicating the latter (evolving commitment) also cite the former (grassroots/advocacy activities) as present. One conclusion drawn from the data cited above is that interagency practice is occurring at two historically polarized levels of the service system (executive management and grassroots). Further, where support for interagency practice is occurring at both levels, practices tend to be more formal and widespread (2). TOC
Document Analysis
Respondents were asked to submit documents describing interagency practices in their states. Documents sorted into seven categories: Agreements, Executive Orders, Judicial Decisions/Orders, Legislation, Programs/Projects, State Plans, and Training. Appendix C summarizes key features of submitted documents and relevant information as reported by respondents. Other dimensions of the review are:
- Type of interagency practice
- State where practice is used
- Document reference by name, statutory cite, or similar indicator
- Date initiated
- Initiated by whom (person or agency)
- Scope of practice (purposes, outcomes, budget, implementation responsibility, timeliness target population, and similar content-related items)
- Current status (extent of implementation, date completed, ongoing nature of practice)
- Reported effectiveness (per respondent, extent to which goals and anticipated outcomes both explicit and implicit are being/were met)
The remainder of this section discusses practices or policies which appear exemplary or innovative within each category. Also, certain practices represent significant turning points (for better or worse) in some states' commitment to resolving interagency issues, and these are presented. The author acknowledges that many exemplary practices are occurring in each state when compared against that state's history. Readers who review Appendix C may gain an appreciation of the spectrum of the states' efforts. TOC
Agreements
Pennsylvania's "Community Residential Rehabilitation Program" is a collaborative effort between county-level children and youth service providers and the state mental health/mental retardation agency. The program derives from specific written agreements pertaining to residential services for emotionally disturbed, adjudicated youth.
Four programs are operational and serve children 5-18 in specialized foster care or group homes. State officials are developing guidelines to address joint programmatic and fiscal responsibilities. The programs have successfully avoided out-of -state placements for the 150 youngsters served over the past three years. Ninety percent of these youngsters have returned home or entered regular foster care. Long-term outcome information regarding the stability of these follow-on placements was not provided.
In 1979, Louisiana initiated a state level agreement between the Office of Mental Health and Substance Abuse and the State Department of Education. This "master agreement" set parameters through which local counterparts could develop agreements detailing responsibilities and processes for identifying, evaluating, referring, treating, and exchanging information regarding children suspected of having emotional disturbances.
Local agreements now exist between most local education agencies and mental health/substance abuse centers in Louisiana. Responsibility for payment of services remains unresolved. Consequently local education agencies are reluctant to fully assume obligations specified in the master agreement. TOC
Executive Orders
Arizona, in 1983 under Governor Babbit, established a cabinet committee and an interagency advisory council on services to children, youth, and their families. The advisory council consists of 24 members appointed by the Governor and drawn from various state departments, child care agencies, and the judiciary.
The cabinet committee (composed of directors from health services, corrections, and economic security departments) is charged with ensuring coordination in development and delivery of services, recommending funding and priorities, and advising and assisting the interagency council. The council is to review programs, policies, budgets, and legislation and to develop and recommend plans for improved coordination.
Under Governor Hughes in 1982, Maryland was ordered to establish a state coordinating council on services to handicapped children. This initiative implements the recommendations of a study committee (established under Order 01.01.1978.07 amended by 01.01.1979.17) which looked at policies and procedures affecting children in non-public facilities under purchase of service arrangements. As a result of these three orders the state is developing local coordinating councils, reviewing and recommending procedures and individual placements, planning and coordinating provision and monitoring of services, and establishing a multi-agency information system. TOC
Judicial Decisions/Orders
In January, 1984 the Vermont Departments of Education and Mental Health stipulated in a class action suit (Mason et al. vs. Kaagan et al.) that class members (people age 17 and under eligible for voluntary admission) would not be admitted to Vermont State Hospital after July 1, 1984. Several months prior to this Final Judgement Order, the Vermont State Hospital child clinical staff was eliminated through a reduction in force action. As a result of the court order and the loss of clinical expertise related to children, the Department of Mental Health adopted the policy that no child under age 18 would be admitted to the state hospital.
The department created a short-term solution to the inherent difficulty of this policy. This solution--a staff secured, community-based, emergency accessed apartment--provided an interim setting for containing potentially dangerous individuals, assessing their clinical requirements, and fashioning an appropriate long-term plan for the individual. The department also produced a memorandum of understanding, principally conceived as a cost-sharing protocol, with the Department of Social and Rehabilitation Services (a major child-serving agency) whereby funding decisions for long-term placements could routinely be made.
The departments' long-term solution to meeting the needs of young people eligible for admission to VSH is to establish a small, acute care facility (5 beds) supported by an outreach team and long-term professional family care (see Programs/Projects, Vermont, "Severely Emotionally Disturbed Adolescents Program Development"). This program development effort began in mid-1982 and is targeted to begin initial operations in late 1984. TOC
Legislation
Enactment of legislation, whether specific to an issue or as a sweeping policy directive, is one of the most widely adopted interagency strategies. States with current or former legislation on a specific issue include California (AB 2315), Florida (Chp. 394, Part III), Maine (HP 232/LD 269), and Vermont (Title 33, Chp. 14). States with legislation of a more sweeping nature include Arizona (ARS 15-765), Florida (FS 1981, Chp. 20), Maine (1976 Resolve), New York (1977, Governor's Council), South Carolina (Code of Law 20-7-20, 1976), and Washington (SHB 433). Two states will be briefly highlighted here.
Through AB 2315 (Chp. 325, statutes of 1984, aka Lockyer Bill), California established a task force to review issues related to voluntary out-of -home placement of severely disturbed children funded under Aid to Families of Dependent Children/Foster Care (AFDC/FC). The task force had representatives from state and local child, youth, and family service agencies, including clinicians, administrators, and advocates. The report issued by the task force after months of study and discussion provides an excellent overview of salient placement issues and yields six recommendations to the legislature.
Washington in 1983 enacted the Children and Family Services Act (SHB 433) through which the state affirmed "that the family unit is the fundamental resource of American life which should be nurtured" and "that the goal of serving emotionally disturbed and mentally ill children... in their own homes to avoid out-of-home placement of the child ... is a high priority of this state." The statute specifies objectives through which the Department of Social and Health Services must accomplish the law's intent. Staff and an advisory committee were selected in August of 1983. An initial implementation plan has been prepared and addresses "Action Items," "Blueprint Items," and "Statutory Change Items". TOC
Program/Projects
Several of the specific programs and projects reviewed in this category are the products of related legislation. However, most have arisen at the state and local level as initiatives aimed at specific problems of a short- or long-term nature.
In 1983, the Florida Department of Education established "SEDNET: A Multi-agency Service Network for Severely Emotionally Disturbed Students" in response to FS 230.2317. SEDNET is designed to provide education, mental health treatment, and residential services to severely disturbed students. In 1983, two projects were funded, one urban and the other rural. By 1986-87, sixteen regions will have operational SEDNET projects.
Fulton County, Georgia created MATCH (Multiple Agency Therapeutic Children's, Homes) as a response to the needs of emotionally disturbed children in or not in state custody. MATCH enables several agencies to "piggyback" resources to place or maintain a child in a setting most appropriate to his needs. Seven agencies' decision-makers participate in monthly meetings to "staff" specific children. Tracking forms have been developed, and issues related to selection criteria of children, training of staff, and payment have been articulated.
Education and mental health staff in the Independence, Missouri area established a similar program called the "New Direction Program". This initiative arose in response to a community planning committee's efforts to develop a comprehensive system of care for children with behavior disorders. The program enables a "cooperative pooling" of mental health and education "talent and resources".
In South Carolina, the Developmental Disabilities Council in conjunction with the University of South Carolina created the Handicapped Services Information System. The system provides immediate access by local offices via telephone (modem) to a centralized computer storing county-by-county service listings. Instantaneous updating of listings is possible. TOC
State Plans
Nineteen respondents indicated that their state plans addressed coordination of services in some measure. Maryland's plan is one of the more notable of these documents. The Maryland "Comprehensive Mental Health Plan for Children and Adolescents" was published in 1983 and served to incorporate provisions of Executive Order 01.01.1982.09. Prepared for the legislature, the plan addresses the current system of care within the context of service coordination among multiple public and private providers. The plan focuses on residential and inpatient services. Objectives are established for pooling state agencies' resources, creating state and local coordinating mechanisms (to include placement approval, case management, and advocacy activities), and facilitating linkages among agencies providing child, adolescent, and adult services.
Louisiana has prepared several partial or complete plans for children's services since 1980. A "Special Report on Mental Health Services for Children" was intended to call attention to programmatic needs of young people and is presently used as a resource directory. The State Department of Health and Human Services prepared a "Plan for Community Alternatives" complete with five-year objectives to better meet the needs of individuals handicapped by specific conditions. Though the document was used in conjunction with other materials to develop community support program alternatives for adults, available data related to children and youth was limited, hence a definitive plan for young people never emerged. TOC
Training
Initiatives in this area scored "informal" when taken in aggregate. However, sixteen states (36%) reported formal training activities. In 1983, Arizona established a "Child Protective Services Training Governing Board" to advise the Director of Economic Security. The fifteen board members identify training programs, materials, and special projects related to the needs of child protective service providers and recipients. Georgia held three multi-agency training conferences in 1983. "Raising a New Generation of Georgians" is a prevention-focused initiative on which the Department of Human Resources based a conference in April, 1983. The conference sought to establish executive level commitment, define a philosophy and values framework, derive goals and outcomes, and establish activity, communication, and public education processes.
Conference participants recommended expanding the base of invited individuals and preparing an agenda for a follow-up conference. The Vermont Interagency Inservice Network sponsored several conferences since 1980 around the broad topic of "interagency". The activities of the network are guided by a steering committee composed of representatives from educational institutions and public administrative and provider organizations. Through a combination of "how-to" and theory-based workshops, the network sought to increase the interagency awareness and expertise of staff and management at both state and local levels. In 1983, a landmark conference was held where commissioners from seven state agencies participated in a panel presentation on their agencies' past, present, and future involvement with each other. TOC
Technical Assistance Requests
This section examines responses to the question: What type of technical assistance would be most useful in developing interagency policy and practice in your state? Thirty-seven respondents provide comments to this question. Comments group readily into five categories: education, system or capacity building, money, leadership context, and legal issues.
Education
Sixteen states provide comments judged educational in nature. Describing these comments as educational is somewhat of a misnomer since the majority of responses focus on sharing information. Several states are quite specific in topics and methods. However, most are rather
vague. States' responses are listed below:
- Share information and strategies with other states which have "resolved" the issues
- Share information regarding effective interagency practices
- Bring in consultants to share non-exploitative interagency agreements and practices
- What have others done--for "interagency" and for creating comprehensive systems?
- Review other states' practices and study how to implement them elsewhere
- How have other states provided needed services despite decreasing funding?
- Exchange relevant information on state models through various presentations by state experts
- Models of collaboration for local coordinating groups
- In-service training, public relations materials, and liaison with successful providers
- Comprehensive service delivery models based on interagency cooperation
- Consultation from other state administrators regarding what works, and at what costs, within an interagency framework
- Models for developing successful interagency policy, practice, and responsibility
- Identify effective models for a child mental health commission
- Educational technical assistance
- Successful models of interagency policies and practices
- Communication with other states and access to interagency resource materials
TOC
System and Capacity Building
This category overlaps with education to a considerable degree. The distinction made between the two categories is based on the level of participation and external support necessary to meet the technical assistance request. For example, this report fulfills many of the states' education and information requests particularly through the document analysis in Appendix C. System and capacity building however require a substantive investment of on-site consultation, information processing, and decision-making. Twelve states have requests in this category:
- Build systems and programs for individuals involved with juvenile justice
- Assess needs of young people with severe emotional disturbances, design a service continuum, clarify organizational roles, and organize/structure a children's service commission
- Assistance in interagency planning and strategizing
- Assistance as received through human resource development grants
- Support from NIMH with specific recommendations
- Coordinated funding of comprehensive day treatment programs (inclusive of education and treatment)
- Develop an appropriate child mental health program within the (state's) mental health department
- Needs assessment, long- and short-term payoffs to various service arrays, practical cost/benefit assessment of interagency policy and practice
- Programs designed to increase competence and facilitate technology transfer between state and local jurisdictions
- Local-level implementation of interagency policies and practices
- Removal of obstacles to interagency policy and practice
- Development of effective service delivery models
TOC
Money
Financing issues are of major concern to eight states. Though most states would welcome technical assistance in the form of non-categorical funding, respondents generally did not make such requests. On the contrary, requests tend to focus on particular applications or finance issues. Responses include:
- Financing for a child and adolescent unit within the state to initiate and maintain interagency policies and practices
- Effective delivery of services despite decreased funding
- Identification of funding (federal, state, and local) for coordination and collaboration and for innovative interagency programs
- Seed match money to create demonstration projects
- Money (non-categorical)
- Federal financing and policy trends information
- Funding for field staff to implement interagency policies
- Funding for demonstration projects such as the Child and Adolescent Service System Program
Leadership Context
Initiating and maintaining effective interagency policies and practices rely on many factors--information and communication systems, rules and procedures, technology, ideology, history, power and resources, and organization overlaps (3). The least changeable and perhaps most critical of these factors is the power and resources element. This element relates to personal, informal, organizational control and decision-making. Both individuals and institutional entities granted authority and discretion in decision-making control the context within which agencies participate in interorganizational transactions.
States' requests in this category overlap with education as well as system and capacity building categories. However, the category is held distinct due to the emotional issues (e.g., frustration, "burn-out", anger) fostered in staff operating within environments which may not support, or may in fact obstruct, interagency practice. Seven respondents request technical assistance or offer comments focusing on the power base including:
- Conduct forums on interagency policy and practice for chief executive officers
- No request. Issues relate to internal administration and turf guarding
- Desensitize agency chief executive officer
- Work with the state legislature
- Overcome state government lethargy and lassitude
- Assist chief executive officer in recognizing the value of boundary spanning
- Develop chief executive officers' leadership for interagency practice
TOC
Legal Issues
Four states request assistance related to legal issues. Although two of these requests are for information, the author perceives legal issues as a specialized category appropriate for highlighting. The requests are as follows:
- Assistance in disentangling federal and state mandates
- Sample legislation
- Information from states which have overcome mandate difficulties
- Federal intervention at the regulatory level
RECOMMENDATIONS
This study focused on the sources, nature, and outcome of interagency strategies including mental health services for children and youth. The fact that 44 states and territories responded to this survey suggests that a national interest in and perhaps need for information related to interagency practices exists.
Professionals involved with mental health services are aware that effective intervention with severely disturbed children often requires coordination of services across multiple agencies. Anecdotal evidence from field-based clinicians reveals that the information and support offered to the family by each agency are all too often at cross-purposes.
One remedy to this phenomenon is to open communication among staff involved with the family. Unfettered by regulations, policies, and fiscal imperatives, staff may more readily identify clear, common sense approaches in support of the young person and his family. However, significant impediments exist and serve to complicate service delivery.
Regulatory, policy, and fiscal decisions do not spring from a vacuum. Rather, these decisions are made and implemented by individuals with varying talents and information. The following recommendations and potential strategies may serve as a foundation upon which to build a more widely comprehensible multi-agency system for effectively serving and fully supporting children, youth, and their families. TOC
Recommendation 1
Create and strengthen linkages among specialized child, adolescent, and adult programs within public mental health organizations and with other public and private child-serving programs (e.g., education agencies, inpatient programs, juvenile justice organizations, health departments).
Potential Strategies
- Identify and implement opportunities for cooperative funding of services and demonstrations under categorical and entitlement grant programs
- Complete and disseminate to states and local providers a literature and site review of transition services (e.g., due to "aging out" or inter-program transfers)
- Provide in-service, pre-service, and academic training emphasizing developmental theory and practice and "demystifying" child, adolescent, and family casework
Recommendation 2
Promote the transfer of appropriate interagency technology and information among federal, state, and local child- and family-oriented human resource entities and training institutions.
Potential Strategies
- Sponsor an invitational learning conference for key federal, state, and local practitioners, appointees, administrators, advocates, and elected officials highlighting interagency strategies
- Produce a compendium of "better" interagency practices (e.g., Alternative Pursuits in America's Third Century)
- Encourage clinical training institutions to adopt or expand curricula dealing with interagency and systemic issues affecting the quality of services to young people and their families
- Prepare and disseminate an annotated bibliography of interagency literature
Recommendation 3
Identify effective, operational responses to interagency dilemmas particularly as removal of such dilemmas promote more productive services to young people and their families.
Potential Strategies
- Conduct field-based interviews with local groups implementing interagency strategies both formally and informally
- Determine criteria by which to assess the productivity of interagency strategies
- Identify and prioritize federal, state, and local obstacles which, if removed, may improve the efficiency or effectiveness of services to young people and their families
TOC
ENDNOTES
1 Baker, L.E., "Systems Analysis: Costs and Benefits of Interagency Cooperation," Children's Mental Health Initiative Background Paper, September, 1983.
2 States' "formality" of implementation was determined by summing item raw scores and dividing by total possible score, i.e., 60. Where 1 equals formal plus informal practice, six states achieved .6 and nine achieved .5. These 15 highest scoring states were over-represented in the grouping being discussed.
3 These key elements are drawn from Lynn Baker's preliminary dissertation research focusing on analysis of interagency practices within a cost/benefit framework.
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